About us

Beta Capital Management - About us


Beta Capital Securities LLC is founded. Based in Miami, FL, Beta obtains a broker-dealer license to provide global wealth management services to private and institutional investors. The firm is regulated by FINRA (Financial Industry Regulatory Authority), the MSRB (Municipal Securities Rulemaking Board) and the NFA (National Futures Association). It is also a member of the SIPC (Securities Investor Protection Corporation).


The Crèdit Andorrà Group, which operates in Andorra, Luxembourg, Spain, Switzerland, Mexico, Peru, Chile and Panama, becomes a shareholder and acquires 80% of the equity of Beta Capital Securities LLC.


Beta Capital Management LLC-RIA (Registered Investment Advisor) is created and becomes registered with and regulated by the SEC (Securities and Exchange Commission).


The Crèdit Andorrà Group acquires the remaining 20% of the capital of Beta Capital Securities LLC.


Beta Capital Securities LLC receives approval from FINRA to engage in self-clearing operations. This new license will allow the firm to greatly expand its service capabilities in one of the most recognized financial market in the world, providing clearance and custody for assets efficiently and independently via support of various industry recognized strategic partners.

Beta Capital Securities LLC.

Beta is a licensed broker-dealer in the United States that operates in securities intermediation in the market, as well as providing global asset management services for private and institutional clients.

Beta Capital Securities LLC, is registered with the Securities and Exchange Commission (SEC) as a broker-dealer.

The firm is regulated by the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB) and the National Futures Association (NFA), and is a member of the Securities Investor Protection Corporation (SIPC).



Beta Capital Management, LLC

Beta Capital Management, LLC is an SEC registered investment advisor in the US. We provide investment advisory services for our clients through Beta Capital Management, LLC 

Our independence and open architectures drive the quality of our uncompromised advice as we guide clients in asset allocation and portfolio diversification.